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Data as of

Caterpillar Management record

CATSEC filings, as filedCross-checked

Shares outstanding changed by −25.5%cNet change in shares outstandingSEC EDGAR · CIK 00000182300001104659-11-008938 · FY2009 · period ended 2009-12-31 · filed 2011-02-22CommonStockSharesOutstanding0000018230-26-000008 · FY2025 · period ended 2025-12-31 · filed 2026-02-13CommonStockSharesOutstandingc: comparative figure from a later filing (CommonStockSharesOutstanding FY2009); SEC's structured data has no figure from the fiscal year's own 10-K. from the end of fiscal 2009Shares outstanding, first fiscal yearSEC EDGAR · CIK 00000182300001104659-11-008938 · FY2009 · period ended 2009-12-31 · filed 2011-02-22CommonStockSharesOutstanding0000018230-26-000008 · FY2025 · period ended 2025-12-31 · filed 2026-02-13CommonStockSharesOutstanding to the end of fiscal 2025Shares outstanding, last fiscal yearSEC EDGAR · CIK 00000182300001104659-11-008938 · FY2009 · period ended 2009-12-31 · filed 2011-02-22CommonStockSharesOutstanding0000018230-26-000008 · FY2025 · period ended 2025-12-31 · filed 2026-02-13CommonStockSharesOutstanding; the number of repurchased shares is not available for every year, so this is the net change only.

The record

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Capital allocation in stress windows, by quarter

industrial slowdown: quarters mostly within 2015-07-01 to 2016-06-30

Fiscal quarterBuybacksDividendsDebt repaymentDebt issued
FY2015 Q3$1.5 billionBuybacks, FY2015 Q3SEC EDGAR · CIK 00000182300000018230-15-000324 · FY2015PaymentsForRepurchaseOfCommonStock0000018230-15-000266 · FY2015PaymentsForRepurchaseOfCommonStockd: derived from year-to-date figures: this filing's year-to-date amount minus the previous filing's.d$463 millionDividends, FY2015 Q3SEC EDGAR · CIK 00000182300000018230-15-000324 · FY2015PaymentsOfDividendsCommonStock0000018230-15-000266 · FY2015PaymentsOfDividendsCommonStockd: derived from year-to-date figures: this filing's year-to-date amount minus the previous filing's.dMissingDebt repayment, FY2015 Q3no quarterly amount is shown for this itemMissingDebt issued, FY2015 Q3no quarterly amount is shown for this item
FY2015 Q4$0Buybacks, FY2015 Q4SEC EDGAR · CIK 00000182300000018230-16-000410 · FY2015PaymentsForRepurchaseOfCommonStock0000018230-15-000324 · FY2015PaymentsForRepurchaseOfCommonStockd: derived from year-to-date figures: this filing's year-to-date amount minus the previous filing's.d$448 millionDividends, FY2015 Q4SEC EDGAR · CIK 00000182300000018230-16-000410 · FY2015PaymentsOfDividendsCommonStock0000018230-15-000324 · FY2015PaymentsOfDividendsCommonStockd: derived from year-to-date figures: this filing's year-to-date amount minus the previous filing's.dMissingDebt repayment, FY2015 Q4no quarterly amount is shown for this itemMissingDebt issued, FY2015 Q4no quarterly amount is shown for this item
FY2016 Q1$0Buybacks, FY2016 Q1SEC EDGAR · CIK 00000182300000018230-16-000512 · FY2016PaymentsForRepurchaseOfCommonStock$448 millionDividends, FY2016 Q1SEC EDGAR · CIK 00000182300000018230-16-000512 · FY2016PaymentsOfDividendsCommonStockMissingDebt repayment, FY2016 Q1no quarterly amount is shown for this itemMissingDebt issued, FY2016 Q1no quarterly amount is shown for this item
FY2016 Q2$0Buybacks, FY2016 Q2SEC EDGAR · CIK 00000182300000018230-16-000630 · FY2016PaymentsForRepurchaseOfCommonStock0000018230-16-000512 · FY2016PaymentsForRepurchaseOfCommonStockd: derived from year-to-date figures: this filing's year-to-date amount minus the previous filing's.d$450 millionDividends, FY2016 Q2SEC EDGAR · CIK 00000182300000018230-16-000630 · FY2016PaymentsOfDividendsCommonStock0000018230-16-000512 · FY2016PaymentsOfDividendsCommonStockd: derived from year-to-date figures: this filing's year-to-date amount minus the previous filing's.dMissingDebt repayment, FY2016 Q2no quarterly amount is shown for this itemMissingDebt issued, FY2016 Q2no quarterly amount is shown for this item

pandemic: quarters mostly within 2020-01-01 to 2020-06-30

Fiscal quarterBuybacksDividendsDebt repaymentDebt issued
FY2020 Q1$1.0 billionBuybacks, FY2020 Q1SEC EDGAR · CIK 00000182300000018230-20-000155 · FY2020PaymentsForRepurchaseOfCommonStock$567 millionDividends, FY2020 Q1SEC EDGAR · CIK 00000182300000018230-20-000155 · FY2020PaymentsOfDividendsCommonStockMissingDebt repayment, FY2020 Q1no quarterly amount is shown for this itemMissingDebt issued, FY2020 Q1no quarterly amount is shown for this item
FY2020 Q2$87 millionBuybacks, FY2020 Q2SEC EDGAR · CIK 00000182300000018230-20-000214 · FY2020PaymentsForRepurchaseOfCommonStock0000018230-20-000155 · FY2020PaymentsForRepurchaseOfCommonStockd: derived from year-to-date figures: this filing's year-to-date amount minus the previous filing's.d$558 millionDividends, FY2020 Q2SEC EDGAR · CIK 00000182300000018230-20-000214 · FY2020PaymentsOfDividendsCommonStock0000018230-20-000155 · FY2020PaymentsOfDividendsCommonStockd: derived from year-to-date figures: this filing's year-to-date amount minus the previous filing's.dMissingDebt repayment, FY2020 Q2no quarterly amount is shown for this itemMissingDebt issued, FY2020 Q2no quarterly amount is shown for this item

rate shock: quarters mostly within 2022-01-01 to 2022-12-31

Fiscal quarterBuybacksDividendsDebt repaymentDebt issued
FY2022 Q1$820 millionBuybacks, FY2022 Q1SEC EDGAR · CIK 00000182300000018230-22-000112 · FY2022PaymentsForRepurchaseOfCommonStock$595 millionDividends, FY2022 Q1SEC EDGAR · CIK 00000182300000018230-22-000112 · FY2022PaymentsOfDividendsCommonStockMissingDebt repayment, FY2022 Q1no quarterly amount is shown for this itemMissingDebt issued, FY2022 Q1no quarterly amount is shown for this item
FY2022 Q2$1.1 billionBuybacks, FY2022 Q2SEC EDGAR · CIK 00000182300000018230-22-000183 · FY2022PaymentsForRepurchaseOfCommonStock0000018230-22-000112 · FY2022PaymentsForRepurchaseOfCommonStockd: derived from year-to-date figures: this filing's year-to-date amount minus the previous filing's.d$592 millionDividends, FY2022 Q2SEC EDGAR · CIK 00000182300000018230-22-000183 · FY2022PaymentsOfDividendsCommonStock0000018230-22-000112 · FY2022PaymentsOfDividendsCommonStockd: derived from year-to-date figures: this filing's year-to-date amount minus the previous filing's.dMissingDebt repayment, FY2022 Q2no quarterly amount is shown for this itemMissingDebt issued, FY2022 Q2no quarterly amount is shown for this item
FY2022 Q3$1.4 billionBuybacks, FY2022 Q3SEC EDGAR · CIK 00000182300000018230-22-000223 · FY2022PaymentsForRepurchaseOfCommonStock0000018230-22-000183 · FY2022PaymentsForRepurchaseOfCommonStockd: derived from year-to-date figures: this filing's year-to-date amount minus the previous filing's.d$633 millionDividends, FY2022 Q3SEC EDGAR · CIK 00000182300000018230-22-000223 · FY2022PaymentsOfDividendsCommonStock0000018230-22-000183 · FY2022PaymentsOfDividendsCommonStockd: derived from year-to-date figures: this filing's year-to-date amount minus the previous filing's.dMissingDebt repayment, FY2022 Q3no quarterly amount is shown for this itemMissingDebt issued, FY2022 Q3no quarterly amount is shown for this item
FY2022 Q4$921 millionBuybacks, FY2022 Q4SEC EDGAR · CIK 00000182300000018230-23-000011 · FY2022PaymentsForRepurchaseOfCommonStock0000018230-22-000223 · FY2022PaymentsForRepurchaseOfCommonStockd: derived from year-to-date figures: this filing's year-to-date amount minus the previous filing's.d$620 millionDividends, FY2022 Q4SEC EDGAR · CIK 00000182300000018230-23-000011 · FY2022PaymentsOfDividendsCommonStock0000018230-22-000223 · FY2022PaymentsOfDividendsCommonStockd: derived from year-to-date figures: this filing's year-to-date amount minus the previous filing's.dMissingDebt repayment, FY2022 Q4no quarterly amount is shown for this itemMissingDebt issued, FY2022 Q4no quarterly amount is shown for this item

Buybacks year by year

Fiscal yearPrice-to-earnings paid
2009MissingPrice-to-earnings paid FY2009FY2009: the buyback amount in the year's own 10-K is zero, so there is no price per repurchased shareFigures used · SEC EDGAR · CIK 00000182300000018230-10-000092 · FY2009 · period ended 2009-12-31 · filed 2010-02-19PaymentsForRepurchaseOfCommonStock
2010MissingPrice-to-earnings paid FY2010FY2010: buybacks are shown as "None reported" for the year (see the buybacks line), so there is no price per repurchased share
2011MissingPrice-to-earnings paid FY2011FY2011: buybacks are shown as "None reported" for the year (see the buybacks line), so there is no price per repurchased share
2012MissingPrice-to-earnings paid FY2012FY2012: buybacks are shown as "None reported" for the year (see the buybacks line), so there is no price per repurchased share
201314.8xPrice-to-earnings paid FY2013SEC EDGAR · CIK 00000182300000018230-14-000058 · FY2013 · period ended 2013-12-31 · filed 2014-02-18EarningsPerShareDiluted0000018230-14-000058 · FY2013 · period ended 2013-12-31 · filed 2014-02-18PaymentsForRepurchaseOfCommonStock0000018230-14-000058 · FY2013 · period ended 2013-12-31 · filed 2014-02-18TreasuryStockSharesAcquired
201417.3xPrice-to-earnings paid FY2014SEC EDGAR · CIK 00000182300000018230-15-000061 · FY2014 · period ended 2014-12-31 · filed 2015-02-17EarningsPerShareDiluted0000018230-15-000061 · FY2014 · period ended 2014-12-31 · filed 2015-02-17PaymentsForRepurchaseOfCommonStock0000018230-15-000061 · FY2014 · period ended 2014-12-31 · filed 2015-02-17TreasuryStockSharesAcquired
201522.4xPrice-to-earnings paid FY2015SEC EDGAR · CIK 00000182300000018230-16-000410 · FY2015 · period ended 2015-12-31 · filed 2016-02-16EarningsPerShareDiluted0000018230-16-000410 · FY2015 · period ended 2015-12-31 · filed 2016-02-16PaymentsForRepurchaseOfCommonStock0000018230-16-000410 · FY2015 · period ended 2015-12-31 · filed 2016-02-16TreasuryStockSharesAcquired
2016MissingPrice-to-earnings paid FY2016FY2016: the buyback amount in the year's own 10-K is zero, so there is no price per repurchased shareFigures used · SEC EDGAR · CIK 00000182300000018230-17-000041 · FY2016 · period ended 2016-12-31 · filed 2017-02-15PaymentsForRepurchaseOfCommonStock
2017MissingPrice-to-earnings paid FY2017FY2017: the buyback amount in the year's own 10-K is zero, so there is no price per repurchased shareFigures used · SEC EDGAR · CIK 00000182300000018230-18-000042 · FY2017 · period ended 2017-12-31 · filed 2018-02-15PaymentsForRepurchaseOfCommonStock
201813.4xPrice-to-earnings paid FY2018SEC EDGAR · CIK 00000182300000018230-19-000034 · FY2018 · period ended 2018-12-31 · filed 2019-02-14EarningsPerShareDiluted0000018230-19-000034 · FY2018 · period ended 2018-12-31 · filed 2019-02-14PaymentsForRepurchaseOfCommonStock0000018230-19-000034 · FY2018 · period ended 2018-12-31 · filed 2019-02-14TreasuryStockSharesAcquired
201912.3xPrice-to-earnings paid FY2019SEC EDGAR · CIK 00000182300000018230-20-000056 · FY2019 · period ended 2019-12-31 · filed 2020-02-19EarningsPerShareDiluted0000018230-20-000056 · FY2019 · period ended 2019-12-31 · filed 2020-02-19PaymentsForRepurchaseOfCommonStock0000018230-20-000056 · FY2019 · period ended 2019-12-31 · filed 2020-02-19TreasuryStockSharesAcquired
202020.5xPrice-to-earnings paid FY2020SEC EDGAR · CIK 00000182300000018230-21-000063 · FY2020 · period ended 2020-12-31 · filed 2021-02-17EarningsPerShareDiluted0000018230-21-000063 · FY2020 · period ended 2020-12-31 · filed 2021-02-17PaymentsForRepurchaseOfCommonStock0000018230-21-000063 · FY2020 · period ended 2020-12-31 · filed 2021-02-17TreasuryStockSharesAcquired
202117.4xPrice-to-earnings paid FY2021SEC EDGAR · CIK 00000182300000018230-22-000050 · FY2021 · period ended 2021-12-31 · filed 2022-02-16EarningsPerShareDiluted0000018230-22-000050 · FY2021 · period ended 2021-12-31 · filed 2022-02-16PaymentsForRepurchaseOfCommonStock0000018230-22-000050 · FY2021 · period ended 2021-12-31 · filed 2022-02-16TreasuryStockSharesAcquired
202215.3xPrice-to-earnings paid FY2022SEC EDGAR · CIK 00000182300000018230-23-000011 · FY2022 · period ended 2022-12-31 · filed 2023-02-15EarningsPerShareDiluted0000018230-23-000011 · FY2022 · period ended 2022-12-31 · filed 2023-02-15PaymentsForRepurchaseOfCommonStock0000018230-23-000011 · FY2022 · period ended 2022-12-31 · filed 2023-02-15TreasuryStockSharesAcquired
202312.7xPrice-to-earnings paid FY2023SEC EDGAR · CIK 00000182300000018230-24-000009 · FY2023 · period ended 2023-12-31 · filed 2024-02-16EarningsPerShareDiluted0000018230-24-000009 · FY2023 · period ended 2023-12-31 · filed 2024-02-16PaymentsForRepurchaseOfCommonStock0000018230-24-000009 · FY2023 · period ended 2023-12-31 · filed 2024-02-16TreasuryStockSharesAcquired
202414.9xPrice-to-earnings paid FY2024SEC EDGAR · CIK 00000182300000018230-25-000008 · FY2024 · period ended 2024-12-31 · filed 2025-02-14EarningsPerShareDiluted0000018230-25-000008 · FY2024 · period ended 2024-12-31 · filed 2025-02-14PaymentsForRepurchaseOfCommonStock0000018230-25-000008 · FY2024 · period ended 2024-12-31 · filed 2025-02-14TreasuryStockSharesAcquired
202519.6xPrice-to-earnings paid FY2025SEC EDGAR · CIK 00000182300000018230-26-000008 · FY2025 · period ended 2025-12-31 · filed 2026-02-13EarningsPerShareDiluted0000018230-26-000008 · FY2025 · period ended 2025-12-31 · filed 2026-02-13PaymentsForRepurchaseOfCommonStock0000018230-26-000008 · FY2025 · period ended 2025-12-31 · filed 2026-02-13TreasuryStockSharesAcquired

Acquisitions and goodwill impairments year by year

Fiscal yearPaid for acquisitionsGoodwill impairment
2009MissingPaid for acquisitions FY2009not used for this year: Caterpillar's line 'Investments and acquisitions' is a capital contribution to an equity method joint venture this year, not a business acquisition (PaymentsForProceedsFromBusinessesAndInterestInAffiliates 19.0 million in 0000018230-10-000092)$22 millioncGoodwill impairment FY2009SEC EDGAR · CIK 00000182300001104659-11-008938 · FY2009 · period ended 2009-12-31 · filed 2011-02-22GoodwillImpairmentLossc: comparative figure from a later filing (GoodwillImpairmentLoss FY2009); SEC's structured data has no figure from the fiscal year's own 10-K.
2012$618 millionPaid for acquisitions FY2012SEC EDGAR · CIK 00000182300000018230-13-000075 · FY2012 · period ended 2012-12-31 · filed 2013-02-19PaymentsToAcquireBusinessesNetOfCashAcquiredIncludes investments in affiliated companies, which Caterpillar reports on the same line as business acquisitions.$580 millionGoodwill impairment FY2012SEC EDGAR · CIK 00000182300000018230-13-000075 · FY2012 · period ended 2012-12-31 · filed 2013-02-19GoodwillImpairmentLoss
2016$191 millionPaid for acquisitions FY2016SEC EDGAR · CIK 00000182300000018230-17-000041 · FY2016 · period ended 2016-12-31 · filed 2017-02-15PaymentsToAcquireBusinessesNetOfCashAcquiredIncludes investments in affiliated companies, which Caterpillar reports on the same line as business acquisitions.$595 millionGoodwill impairment FY2016SEC EDGAR · CIK 00000182300000018230-17-000041 · FY2016 · period ended 2016-12-31 · filed 2017-02-15GoodwillImpairmentLoss
2022$88 millionPaid for acquisitions FY2022SEC EDGAR · CIK 00000182300000018230-23-000011 · FY2022 · period ended 2022-12-31 · filed 2023-02-15PaymentsToAcquireBusinessesNetOfCashAcquiredIncludes investments in affiliated companies, which Caterpillar reports on the same line as business acquisitions.$925 millionGoodwill impairment FY2022SEC EDGAR · CIK 00000182300000018230-23-000011 · FY2022 · period ended 2022-12-31 · filed 2023-02-15GoodwillImpairmentLoss

Events reported on Form 8-K

Selected items from the company's current reports on Form 8-K, as listed by SEC EDGAR or headed in each filing, and checked against the filing. The filings themselves are not summarized.

Date filedItem
2026-04-10Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2026-01-06Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2025-04-15Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2025-04-09Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2024-10-11Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2024-04-03Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2023-10-16Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2023-08-09Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2023-06-20Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2023-02-02Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2022-02-15Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2022-02-08Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2022-02-07Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2021-04-16Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2021-03-03Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2020-10-20Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2020-01-27Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2019-02-19Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2019-02-15Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2018-12-14Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2018-05-04Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2018-04-10Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2018-01-05Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2017-10-02Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2017-08-10Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2017-08-01Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2017-04-12Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2016-10-17Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2015-12-11Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2015-09-24Item 2.05 Costs Associated with Exit or Disposal Activities
2014-12-18Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2014-12-11Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2014-10-14Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2014-06-12Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2013-12-23Item 2.05 Costs Associated with Exit or Disposal Activities
2013-12-11Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2013-04-10Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2013-01-18Item 2.06 Material Impairments
2012-12-17Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2012-11-06Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2012-10-12Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2012-06-14Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2012-04-12Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2011-06-09Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2010-12-10Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2010-06-11Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2010-05-28Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2010-05-05Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2010-03-03Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2010-02-12Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2009-10-22Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
2009-04-13Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Lines without a figure for Caterpillar

The reason is given with each line; the methodology explains which inputs each line needs.

Sources for the figures on this page

SEC EDGAR · CIK 0000018230. Each filing is listed once with the XBRL tags used from it.

  1. 0000018230-09-000146 · filed 2009-04-13 · https://www.sec.gov/Archives/edgar/data/18230/000001823009000146/
  2. 0000018230-09-000452 · filed 2009-10-22 · https://www.sec.gov/Archives/edgar/data/18230/000001823009000452/
  3. 0000018230-10-000082 · filed 2010-02-12 · https://www.sec.gov/Archives/edgar/data/18230/000001823010000082/
  4. 0000018230-10-000092 · FY2009 · period ended 2009-12-31 · filed 2010-02-19 · https://www.sec.gov/Archives/edgar/data/18230/000001823010000092/PaymentsForProceedsFromBusinessesAndInterestInAffiliates, PaymentsForRepurchaseOfCommonStock, WeightedAverageNumberOfSharesOutstandingBasic
  5. 0000018230-10-000132 · filed 2010-03-03 · https://www.sec.gov/Archives/edgar/data/18230/000001823010000132/
  6. 0000018230-10-000250 · filed 2010-05-05 · https://www.sec.gov/Archives/edgar/data/18230/000001823010000250/
  7. 0000018230-10-000266 · filed 2010-05-28 · https://www.sec.gov/Archives/edgar/data/18230/000001823010000266/
  8. 0000018230-10-000299 · filed 2010-06-11 · https://www.sec.gov/Archives/edgar/data/18230/000001823010000299/
  9. 0000018230-10-000566 · filed 2010-12-10 · https://www.sec.gov/Archives/edgar/data/18230/000001823010000566/
  10. 0001104659-11-008938 · FY2009, 2010 · period ended 2009-12-31, 2010-12-31 · filed 2011-02-22 · https://www.sec.gov/Archives/edgar/data/18230/000110465911008938/CashCashEquivalentsAndShortTermInvestments, CommonStockSharesOutstanding, GoodwillImpairmentLoss, LongTermDebtMaturitiesRepaymentsOfPrincipalInNextTwelveMonths, LongTermDebtNoncurrent, OperatingIncomeLoss, ShortTermBorrowings
  11. 0000018230-11-000336 · filed 2011-06-09 · https://www.sec.gov/Archives/edgar/data/18230/000001823011000336/
  12. 0001104659-12-011331 · FY2011 · period ended 2011-12-31 · filed 2012-02-21 · https://www.sec.gov/Archives/edgar/data/18230/000110465912011331/CashCashEquivalentsAndShortTermInvestments, LongTermDebtMaturitiesRepaymentsOfPrincipalInNextTwelveMonths, LongTermDebtNoncurrent, OperatingIncomeLoss, ShortTermBorrowings
  13. 0000018230-12-000225 · filed 2012-04-12 · https://www.sec.gov/Archives/edgar/data/18230/000001823012000225/
  14. 0000018230-12-000323 · filed 2012-06-14 · https://www.sec.gov/Archives/edgar/data/18230/000001823012000323/
  15. 0000018230-12-000485 · filed 2012-10-12 · https://www.sec.gov/Archives/edgar/data/18230/000001823012000485/
  16. 0000018230-12-000526 · filed 2012-11-06 · https://www.sec.gov/Archives/edgar/data/18230/000001823012000526/
  17. 0000018230-12-000570 · filed 2012-12-17 · https://www.sec.gov/Archives/edgar/data/18230/000001823012000570/
  18. 0000018230-13-000041 · filed 2013-01-18 · https://www.sec.gov/Archives/edgar/data/18230/000001823013000041/
  19. 0000018230-13-000075 · FY2012 · period ended 2012-12-31 · filed 2013-02-19 · https://www.sec.gov/Archives/edgar/data/18230/000001823013000075/CashCashEquivalentsAndShortTermInvestments, GoodwillImpairmentLoss, LongTermDebtMaturitiesRepaymentsOfPrincipalInNextTwelveMonths, LongTermDebtNoncurrent, OperatingIncomeLoss, PaymentsToAcquireBusinessesNetOfCashAcquired, ShortTermBorrowings
  20. 0000018230-13-000199 · filed 2013-04-10 · https://www.sec.gov/Archives/edgar/data/18230/000001823013000199/
  21. 0000018230-13-000511 · filed 2013-12-11 · https://www.sec.gov/Archives/edgar/data/18230/000001823013000511/
  22. 0001104659-13-091983 · filed 2013-12-23 · https://www.sec.gov/Archives/edgar/data/18230/000110465913091983/
  23. 0000018230-14-000058 · FY2013 · period ended 2013-12-31 · filed 2014-02-18 · https://www.sec.gov/Archives/edgar/data/18230/000001823014000058/CashCashEquivalentsAndShortTermInvestments, EarningsPerShareDiluted, LongTermDebtMaturitiesRepaymentsOfPrincipalInNextTwelveMonths, LongTermDebtNoncurrent, OperatingIncomeLoss, PaymentsForRepurchaseOfCommonStock, ShortTermBorrowings, TreasuryStockSharesAcquired
  24. 0000018230-14-000221 · filed 2014-06-12 · https://www.sec.gov/Archives/edgar/data/18230/000001823014000221/
  25. 0000018230-14-000378 · filed 2014-10-14 · https://www.sec.gov/Archives/edgar/data/18230/000001823014000378/
  26. 0000018230-14-000443 · filed 2014-12-11 · https://www.sec.gov/Archives/edgar/data/18230/000001823014000443/
  27. 0000018230-14-000447 · filed 2014-12-18 · https://www.sec.gov/Archives/edgar/data/18230/000001823014000447/
  28. 0000018230-15-000061 · FY2014 · period ended 2014-12-31 · filed 2015-02-17 · https://www.sec.gov/Archives/edgar/data/18230/000001823015000061/CashCashEquivalentsAndShortTermInvestments, EarningsPerShareDiluted, LongTermDebtMaturitiesRepaymentsOfPrincipalInNextTwelveMonths, LongTermDebtNoncurrent, OperatingIncomeLoss, PaymentsForRepurchaseOfCommonStock, ShortTermBorrowings, TreasuryStockSharesAcquired
  29. 0000018230-15-000301 · filed 2015-09-24 · https://www.sec.gov/Archives/edgar/data/18230/000001823015000301/
  30. 0000018230-15-000360 · filed 2015-12-11 · https://www.sec.gov/Archives/edgar/data/18230/000001823015000360/
  31. 0000018230-16-000410 · FY2015 · period ended 2015-12-31 · filed 2016-02-16 · https://www.sec.gov/Archives/edgar/data/18230/000001823016000410/CashCashEquivalentsAndShortTermInvestments, EarningsPerShareDiluted, LongTermDebtMaturitiesRepaymentsOfPrincipalInNextTwelveMonths, LongTermDebtNoncurrent, OperatingIncomeLoss, PaymentsForRepurchaseOfCommonStock, PaymentsOfDividendsCommonStock, ShortTermBorrowings, TreasuryStockSharesAcquired
  32. 0000018230-16-000688 · filed 2016-10-17 · https://www.sec.gov/Archives/edgar/data/18230/000001823016000688/
  33. 0000018230-17-000041 · FY2016 · period ended 2016-06-30, 2016-12-31 · filed 2017-02-15 · https://www.sec.gov/Archives/edgar/data/18230/000001823017000041/GoodwillImpairmentLoss, NetIncomeLossAvailableToCommonStockholdersBasic, PaymentsForRepurchaseOfCommonStock, PaymentsOfDividendsCommonStock, PaymentsToAcquireBusinessesNetOfCashAcquired, dei:EntityPublicFloat
  34. 0000018230-17-000127 · filed 2017-04-12 · https://www.sec.gov/Archives/edgar/data/18230/000001823017000127/
  35. 0000018230-17-000240 · filed 2017-08-01 · https://www.sec.gov/Archives/edgar/data/18230/000001823017000240/
  36. 0000018230-17-000253 · filed 2017-08-10 · https://www.sec.gov/Archives/edgar/data/18230/000001823017000253/
  37. 0000018230-17-000274 · filed 2017-10-02 · https://www.sec.gov/Archives/edgar/data/18230/000001823017000274/
  38. 0000018230-18-000021 · filed 2018-01-05 · https://www.sec.gov/Archives/edgar/data/18230/000001823018000021/
  39. 0000018230-18-000042 · FY2017 · period ended 2017-12-31 · filed 2018-02-15 · https://www.sec.gov/Archives/edgar/data/18230/000001823018000042/CashCashEquivalentsAndShortTermInvestments, LongTermDebtMaturitiesRepaymentsOfPrincipalInNextTwelveMonths, LongTermDebtNoncurrent, NetIncomeLossAvailableToCommonStockholdersBasic, OperatingIncomeLoss, PaymentsForRepurchaseOfCommonStock, PaymentsOfDividendsCommonStock, ShortTermBorrowings
  40. 0000018230-18-000124 · filed 2018-04-10 · https://www.sec.gov/Archives/edgar/data/18230/000001823018000124/
  41. 0000018230-18-000143 · filed 2018-05-04 · https://www.sec.gov/Archives/edgar/data/18230/000001823018000143/
  42. 0000018230-18-000316 · filed 2018-12-14 · https://www.sec.gov/Archives/edgar/data/18230/000001823018000316/
  43. 0000018230-19-000034 · FY2018 · period ended 2018-12-31 · filed 2019-02-14 · https://www.sec.gov/Archives/edgar/data/18230/000001823019000034/CashCashEquivalentsAndShortTermInvestments, EarningsPerShareDiluted, LongTermDebtMaturitiesRepaymentsOfPrincipalInNextTwelveMonths, LongTermDebtNoncurrent, NetIncomeLossAvailableToCommonStockholdersBasic, OperatingIncomeLoss, PaymentsForRepurchaseOfCommonStock, PaymentsOfDividendsCommonStock, ShortTermBorrowings, TreasuryStockSharesAcquired
  44. 0000018230-19-000051 · filed 2019-02-15 · https://www.sec.gov/Archives/edgar/data/18230/000001823019000051/
  45. 0000018230-19-000053 · filed 2019-02-19 · https://www.sec.gov/Archives/edgar/data/18230/000001823019000053/
  46. 0000018230-20-000015 · filed 2020-01-27 · https://www.sec.gov/Archives/edgar/data/18230/000001823020000015/
  47. 0000018230-20-000056 · FY2019 · period ended 2019-12-31 · filed 2020-02-19 · https://www.sec.gov/Archives/edgar/data/18230/000001823020000056/CashCashEquivalentsAndShortTermInvestments, EarningsPerShareDiluted, LongTermDebtMaturitiesRepaymentsOfPrincipalInNextTwelveMonths, LongTermDebtNoncurrent, NetIncomeLossAvailableToCommonStockholdersBasic, OperatingIncomeLoss, PaymentsForRepurchaseOfCommonStock, PaymentsOfDividendsCommonStock, ShortTermBorrowings, TreasuryStockSharesAcquired
  48. 0000018230-20-000265 · filed 2020-10-20 · https://www.sec.gov/Archives/edgar/data/18230/000001823020000265/
  49. 0000018230-21-000063 · FY2020 · period ended 2020-12-31 · filed 2021-02-17 · https://www.sec.gov/Archives/edgar/data/18230/000001823021000063/CashCashEquivalentsAndShortTermInvestments, EarningsPerShareDiluted, LongTermDebtMaturitiesRepaymentsOfPrincipalInNextTwelveMonths, LongTermDebtNoncurrent, NetIncomeLossAvailableToCommonStockholdersBasic, OperatingIncomeLoss, PaymentsForRepurchaseOfCommonStock, PaymentsOfDividendsCommonStock, ShortTermBorrowings, TreasuryStockSharesAcquired
  50. 0000018230-21-000106 · filed 2021-03-03 · https://www.sec.gov/Archives/edgar/data/18230/000001823021000106/
  51. 0000018230-21-000138 · filed 2021-04-16 · https://www.sec.gov/Archives/edgar/data/18230/000001823021000138/
  52. 0000018230-22-000019 · filed 2022-02-07 · https://www.sec.gov/Archives/edgar/data/18230/000001823022000019/
  53. 0000018230-22-000021 · filed 2022-02-08 · https://www.sec.gov/Archives/edgar/data/18230/000001823022000021/
  54. 0000018230-22-000048 · filed 2022-02-15 · https://www.sec.gov/Archives/edgar/data/18230/000001823022000048/
  55. 0000018230-22-000050 · FY2021 · period ended 2021-12-31 · filed 2022-02-16 · https://www.sec.gov/Archives/edgar/data/18230/000001823022000050/CashAndCashEquivalentsAtCarryingValue, EarningsPerShareDiluted, LongTermDebtMaturitiesRepaymentsOfPrincipalInNextTwelveMonths, LongTermDebtNoncurrent, NetIncomeLossAvailableToCommonStockholdersBasic, OperatingIncomeLoss, PaymentsForRepurchaseOfCommonStock, PaymentsOfDividendsCommonStock, ShortTermBorrowings, TreasuryStockSharesAcquired
  56. 0000018230-23-000007 · filed 2023-02-02 · https://www.sec.gov/Archives/edgar/data/18230/000001823023000007/
  57. 0000018230-23-000011 · FY2022 · period ended 2022-12-31 · filed 2023-02-15 · https://www.sec.gov/Archives/edgar/data/18230/000001823023000011/CashAndCashEquivalentsAtCarryingValue, EarningsPerShareDiluted, GoodwillImpairmentLoss, LongTermDebtMaturitiesRepaymentsOfPrincipalInNextTwelveMonths, LongTermDebtNoncurrent, NetIncomeLossAvailableToCommonStockholdersBasic, OperatingIncomeLoss, PaymentsForRepurchaseOfCommonStock, PaymentsOfDividendsCommonStock, PaymentsToAcquireBusinessesNetOfCashAcquired, ShortTermBorrowings, TreasuryStockSharesAcquired
  58. 0001104659-23-072533 · filed 2023-06-20 · https://www.sec.gov/Archives/edgar/data/18230/000110465923072533/
  59. 0000018230-23-000049 · filed 2023-08-09 · https://www.sec.gov/Archives/edgar/data/18230/000001823023000049/
  60. 0000018230-23-000051 · filed 2023-10-16 · https://www.sec.gov/Archives/edgar/data/18230/000001823023000051/
  61. 0000018230-24-000009 · FY2023 · period ended 2023-12-31 · filed 2024-02-16 · https://www.sec.gov/Archives/edgar/data/18230/000001823024000009/CashAndCashEquivalentsAtCarryingValue, EarningsPerShareDiluted, LongTermDebtMaturitiesRepaymentsOfPrincipalInNextTwelveMonths, LongTermDebtNoncurrent, NetIncomeLossAvailableToCommonStockholdersBasic, OperatingIncomeLoss, PaymentsForRepurchaseOfCommonStock, PaymentsOfDividendsCommonStock, ShortTermBorrowings, TreasuryStockSharesAcquired
  62. 0000018230-24-000012 · filed 2024-04-03 · https://www.sec.gov/Archives/edgar/data/18230/000001823024000012/
  63. 0000018230-24-000047 · filed 2024-10-11 · https://www.sec.gov/Archives/edgar/data/18230/000001823024000047/
  64. 0000018230-25-000008 · FY2024 · period ended 2024-12-31 · filed 2025-02-14 · https://www.sec.gov/Archives/edgar/data/18230/000001823025000008/CashAndCashEquivalentsAtCarryingValue, EarningsPerShareDiluted, LongTermDebtMaturitiesRepaymentsOfPrincipalInNextTwelveMonths, LongTermDebtNoncurrent, NetIncomeLossAvailableToCommonStockholdersBasic, OperatingIncomeLoss, PaymentsForRepurchaseOfCommonStock, PaymentsOfDividendsCommonStock, ShortTermBorrowings, TreasuryStockSharesAcquired
  65. 0001104659-25-033418 · filed 2025-04-09 · https://www.sec.gov/Archives/edgar/data/18230/000110465925033418/
  66. 0001104659-25-034874 · filed 2025-04-15 · https://www.sec.gov/Archives/edgar/data/18230/000110465925034874/
  67. 0001104659-26-001346 · filed 2026-01-06 · https://www.sec.gov/Archives/edgar/data/18230/000110465926001346/
  68. 0000018230-26-000008 · FY2025 · period ended 2025-12-31 · filed 2026-02-13 · https://www.sec.gov/Archives/edgar/data/18230/000001823026000008/CashAndCashEquivalentsAtCarryingValue, CommonStockSharesOutstanding, EarningsPerShareDiluted, LongTermDebtMaturitiesRepaymentsOfPrincipalInNextTwelveMonths, LongTermDebtNoncurrent, NetIncomeLossAvailableToCommonStockholdersBasic, OperatingIncomeLoss, PaymentsForRepurchaseOfCommonStock, PaymentsOfDividendsCommonStock, ShortTermBorrowings, TreasuryStockSharesAcquired, WeightedAverageNumberOfSharesOutstandingBasic, dei:EntityPublicFloat
  69. 0001104659-26-042062 · filed 2026-04-10 · https://www.sec.gov/Archives/edgar/data/18230/000110465926042062/
  70. 0000018230-15-000266 · https://www.sec.gov/Archives/edgar/data/18230/000001823015000266/PaymentsForRepurchaseOfCommonStock, PaymentsOfDividendsCommonStock
  71. 0000018230-15-000324 · https://www.sec.gov/Archives/edgar/data/18230/000001823015000324/PaymentsForRepurchaseOfCommonStock, PaymentsOfDividendsCommonStock
  72. 0000018230-16-000512 · https://www.sec.gov/Archives/edgar/data/18230/000001823016000512/PaymentsForRepurchaseOfCommonStock, PaymentsOfDividendsCommonStock
  73. 0000018230-16-000630 · https://www.sec.gov/Archives/edgar/data/18230/000001823016000630/PaymentsForRepurchaseOfCommonStock, PaymentsOfDividendsCommonStock
  74. 0000018230-20-000155 · https://www.sec.gov/Archives/edgar/data/18230/000001823020000155/PaymentsForRepurchaseOfCommonStock, PaymentsOfDividendsCommonStock
  75. 0000018230-20-000214 · https://www.sec.gov/Archives/edgar/data/18230/000001823020000214/PaymentsForRepurchaseOfCommonStock, PaymentsOfDividendsCommonStock
  76. 0000018230-22-000112 · https://www.sec.gov/Archives/edgar/data/18230/000001823022000112/PaymentsForRepurchaseOfCommonStock, PaymentsOfDividendsCommonStock
  77. 0000018230-22-000183 · https://www.sec.gov/Archives/edgar/data/18230/000001823022000183/PaymentsForRepurchaseOfCommonStock, PaymentsOfDividendsCommonStock
  78. 0000018230-22-000223 · https://www.sec.gov/Archives/edgar/data/18230/000001823022000223/PaymentsForRepurchaseOfCommonStock, PaymentsOfDividendsCommonStock